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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
IA RA APPROVED 2019-11-14
  • FL RA
    APPROVED
    Since 2021-09-17
  • IA RA
    APPROVED
    Since 2019-11-14

Branch Locations

Punta Gorda, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2006 Present
Cambridge Investment Research, Inc Fairfield IA 07/2006 01/2023
Cambridge Investment Research, Inc. Fairfield IA 10/2006 02/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2009 Present
Continuity Partners Group, Llc Fairfield IA 03/2010 08/2017
Cambridge Investment Group Fairfield IA 09/2008 01/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2006 01/2023
Eneric Petroleum Corporation Fairfield IA 07/2006 01/2019
Tbs Agency, Inc Fairfield IA 06/2008 04/2017
Tbs Agency, Inc. Fairfield IA 04/2017 02/2021
  • 07/2006 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2006 → 01/2023
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2006 → 02/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2009 → Present
    Fairfield, IA
  • 03/2010 → 08/2017
    Continuity Partners Group, Llc
    Fairfield, IA
  • 09/2008 → 01/2023
    Cambridge Investment Group
    Fairfield, IA
  • 07/2006 → 01/2023
    Fairfield, IA
  • 07/2006 → 01/2019
    Eneric Petroleum Corporation
    Fairfield, IA
  • 06/2008 → 04/2017
    Tbs Agency, Inc
    Fairfield, IA
  • 04/2017 → 02/2021
    Tbs Agency, Inc.
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/MO - 4/TRADING. 07/10/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-25
S63 Uniform Securities Agent State Law Examination 1994-07-11
  • S65 Uniform Investment Adviser Law Examination
    1998-09-25
  • S63 Uniform Securities Agent State Law Examination
    1994-07-11
Designations
Other Names
  • J James Daniel Sullivan
  • Dan Sullivan

View on SEC IAPD

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