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Barbara Ellen Anderson

LPl Financial LLC

Harrisburg, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
  • MA RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14

Branch Locations

Harrisburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Harrisburg PA 09/2007 07/2019
Lpl Financial Llc Harrisburg PA 02/2018 Present
  • 09/2007 → 07/2019
    Invest Financial Corporation
    Harrisburg, PA
  • 02/2018 → Present
    Lpl Financial Llc
    Harrisburg, PA
Previous Registrations
  • 2008-03-04 → 2018-02-14
    Invest Financial Corporation
    Appleton, WI
    Harrisburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-26
S63 Uniform Securities Agent State Law Examination 1980-09-02
  • S65 Uniform Investment Adviser Law Examination
    2008-01-26
  • S63 Uniform Securities Agent State Law Examination
    1980-09-02

View on SEC IAPD

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