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Current Employers
First Wilshire Securities Management, Inc.

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-16
WA RA APPROVED 2026-01-16
MA RA APPROVED 2014-10-08
CA RA APPROVED 2014-09-16
  • CO RA
    APPROVED
    Since 2026-01-16
  • WA RA
    APPROVED
    Since 2026-01-16
  • MA RA
    APPROVED
    Since 2014-10-08
  • CA RA
    APPROVED
    Since 2014-09-16

Branch Locations

200 South Los Robles Ave. Suite 620, Pasadena, CA 91101 • United States

Trivest Capital Management Inc

Santa Barbara, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1994-05-11
  • CA RA
    APPROVED
    Since 1994-05-11

Branch Locations

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trivest Capital Management, Inc. Santa Barbara CA 08/1993 Present
First Wilshire Securities Management, Inc. Pasadena CA 02/2010 Present
Previous Registrations
Other Businesses

Trivest Capital Management, Inc. Investment Related business - Address: 1580 San Roque Rd., Santa Barbara, CA 93105. Investment Management business. Position: Chairman & President. Starting Date: 08/1993, working 10-20 hours a month devoted to this business. 1-2 hours a month during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-05
  • S63 Uniform Securities Agent State Law Examination
    1984-04-05

View on SEC IAPD

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