Herbert Arthur Diamant

Current Employers

Diamant Asset Management, Inc.

440 Main Street, Ridgefield, CT 06877 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-13
SC	RA	APPROVED	2024-05-13
NC	RA	APPROVED	2023-01-13
MA	RA	APPROVED	2021-06-24
NY	RA	APPROVED	2021-03-30
CT	RA	APPROVED	1987-08-19

FL RA
APPROVED

Since 2024-05-13
SC RA
APPROVED

Since 2024-05-13
NC RA
APPROVED

Since 2023-01-13
MA RA
APPROVED

Since 2021-06-24
NY RA
APPROVED

Since 2021-03-30
CT RA
APPROVED

Since 1987-08-19

Branch Locations

440 Main St, Ridgefield, CT 06877 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diamant Investment Corporation	Greenwich	CT	06/1978	01/2018
Diamant Asset Management Inc	Ridgefield	CT	02/1998	Present
Diamant Investment Corp	Greenwich	CT	02/1998	01/2018

06/1978 → 01/2018

Diamant Investment Corporation

Greenwich, CT
02/1998 → Present

Diamant Asset Management Inc

Ridgefield, CT
02/1998 → 01/2018

Diamant Investment Corp

Greenwich, CT

Other Businesses

ACT AS A TRUSTEE OR CO-TRUSTEE FOR TRUST ACCOUNTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-10-19
S63	Uniform Securities Agent State Law Examination	1993-04-08

S65 Uniform Investment Adviser Law Examination

1993-10-19
S63 Uniform Securities Agent State Law Examination

1993-04-08