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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| OK | RA | APPROVED | 2025-01-01 |
Branch Locations
4500 Cherry Creek Drive South, Glendale, CO 80246 • United States
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James M. Johnston & Associates, Inc. | Denver | CO | 01/1989 | 06/2023 |
| Jmj Consulting Inc | Denver | CO | 01/2005 | Present |
| Alphacore Capital Llc | La Jolla | CA | 04/2023 | Present |
JMJ Consulting; Investment related; 4500 Cherry Creek Drive South Ste. 1070, Glendale CO 80246; Insurance and tax planning; President since 7/19/76; Mr. Johnston may spend up to 40 hours a week on this business during business hours; insurance, tax and estate planning for consulting fees and insurance commissions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-18 |
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