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James Russell Stanley

Wells Fargo Clearing Services, LLC

Westport, CT

Norwalk, CT

Wilton, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-04
  • CT RA
    APPROVED
    Since 2015-12-04

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

Norwalk, CT • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Old Greenwich CT 12/2015 11/2016
Wells Fargo Clearing Services, Llc Old Greenwich CT 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-12-15
    J.P. Morgan Securities Llc
    Fairfield, CT
    Fairfield, CT
    Westport, CT
    Fairfield, CT
    Westport, CT
    Westport, CT
  • 2012-03-06 → 2012-10-01
    Chase Investment Services Corp.
    Westport, CT
    Fairfield, CT
    Westport, CT
    Fairfield, CT
    Fairfield, CT
  • 2006-01-31 → 2012-03-30
    Citigroup Global Markets Inc.
    Westlake Village, CA
    Westlake Village, CA
    New York, NY
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
    Ridgefield, CT
    Darien, CT
    New York, NY
    Fairfield, CT
    Fairfield, CT
    Greenwich, CT
    Brookfield, CT
Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; NORWALK, CT; START DATE 4/5/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 2002-09-25
  • S65 Uniform Investment Adviser Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    2002-09-25
Other Names
  • Russell Stanley

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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