Nathaniel Robert Mosley

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1995-01-28

TX RA
APPROVED

Since 1995-01-28

Branch Locations

Fairfield, TX • United States

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Fairfiled, TX • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Dallas	TX	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Dallas, TX

Other Businesses

1) Name of Business: The Men of Nehemiah./ Address: 2010 Al Lipocomb Way DallasTX United States./ Investment Related: No./ Nature: it is a 9 month recoivery program for addicts and is free and a non-profit./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: we have a meeting once a year and they will give projects to research and we report back to chairman of the board./ Start Date: 1/1/2023./ Time Required: N/A.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-08
S63	Uniform Securities Agent State Law Examination	1980-03-18

S65 Uniform Investment Adviser Law Examination

1997-12-08
S63 Uniform Securities Agent State Law Examination

1980-03-18