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Charles Randall Faires

Janney Montgomery Scott LLC

Atlanta, GA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-10
GA RA APPROVED 2025-03-07
TX RA APPROVED_RES 2025-03-06
  • LA RA
    APPROVED
    Since 2025-03-10
  • GA RA
    APPROVED
    Since 2025-03-07
  • TX RA
    APPROVED_RES
    Since 2025-03-06

Branch Locations

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Atlanta GA 01/2013 02/2021
Truist Investment Services, Inc. Alpharetta GA 02/2021 03/2025
Truist Advisory Services, Inc. Alpharetta GA 02/2021 03/2025
Janney Montgomery Scott Llc Atlanta GA 03/2025 Present
Previous Registrations
  • 2021-02-17 → 2025-03-06
    Truist Advisory Services, Inc.
    Alpharetta, GA
    Atlanta, GA
    Atlanta, GA
  • 2019-11-01 → 2021-02-17
    Bb&T Securities, Llc
    Alpharetta, GA
    Atlanta, GA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-16
S63 Uniform Securities Agent State Law Examination 1982-09-14
  • S65 Uniform Investment Adviser Law Examination
    2019-10-16
  • S63 Uniform Securities Agent State Law Examination
    1982-09-14
Other Names
  • Randy Faires

View on SEC IAPD

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