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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-02 |
| TX | RA | APPROVED_RES | 2024-12-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Carmel | CA | 05/2008 | 07/2022 |
| Independent Financial Group, Llc | Carmel | CA | 07/2022 | 12/2024 |
| Osaic Wealth Inc | Carmel | CA | 12/2024 | Present |
1) INSURANCE SALES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1974 ADDRESS: Ocean & Mission Street (NW Corner), P. O. Box 1745, Carmel CA 93921-1745, United States DESCRIPTION: Outside Insurance. 2) UNIQUE LUXURY TRAVEL LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 09/10/2025 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: Selling cruise travel and vacation travel services. 3) INSURANCE SALES POSITION: owner NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/21/1974 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: old life sales commissions 4) UNIQUE LUXURY TRAVELK LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2024 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: Selling travel cruises and hotel rooms 5) YAKOBOVICH INSURANCE SALES POSITION: owner NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/1974 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: life and health insurance renewals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
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