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William Nicholas Yakobovich

Osaic Wealth, Inc.

Carmel, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-02
TX RA APPROVED_RES 2024-12-02
  • CA RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED_RES
    Since 2024-12-02

Branch Locations

Carmel, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Npb Financial Group, Llc Carmel CA 05/2008 07/2022
Independent Financial Group, Llc Carmel CA 07/2022 12/2024
Osaic Wealth Inc Carmel CA 12/2024 Present
Previous Registrations
Other Businesses

1) INSURANCE SALES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1974 ADDRESS: Ocean & Mission Street (NW Corner), P. O. Box 1745, Carmel CA 93921-1745, United States DESCRIPTION: Outside Insurance. 2) UNIQUE LUXURY TRAVEL LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 09/10/2025 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: Selling cruise travel and vacation travel services. 3) INSURANCE SALES POSITION: owner NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/21/1974 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: old life sales commissions 4) UNIQUE LUXURY TRAVELK LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2024 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: Selling travel cruises and hotel rooms 5) YAKOBOVICH INSURANCE SALES POSITION: owner NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/1974 ADDRESS: 8325 Tres Paraiso, Carmel CA 93923, United States DESCRIPTION: life and health insurance renewals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-20
S63 Uniform Securities Agent State Law Examination 1994-05-13
  • S66 Uniform Combined State Law Examination
    2009-05-20
  • S63 Uniform Securities Agent State Law Examination
    1994-05-13
Other Names
  • Bill N Yakobovich

View on SEC IAPD

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