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Chase Parker Withrow

Mighty Oak Management LLC

Easton, CT

Marietta, GA

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Current Employers
Mighty Oak Management Llc

Easton, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-05
GA RA APPROVED 2024-02-23
  • CT RA
    APPROVED
    Since 2024-03-05
  • GA RA
    APPROVED
    Since 2024-02-23

Branch Locations

Easton, CT • United States

Marietta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence Allen Appleman Crofton MD 10/2013 Present
  • 10/2013 → Present
    Lawrence Allen Appleman
    Crofton, MD
Previous Registrations
  • 2014-03-04 → 2021-12-31
    Titan Advisors
    Crofton, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-27
S63 Uniform Securities Agent State Law Examination 1983-10-07
  • S65 Uniform Investment Adviser Law Examination
    2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    1983-10-07
Other Names
  • Chase Parker Withrow

View on SEC IAPD

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