Best Investors Account Sign in
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-07-18
  • PA RA
    APPROVED
    Since 2006-07-18

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Ardmore, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2006 06/2020
Equitable Advisors, Llc New York NY 06/2006 Present
Previous Registrations
  • 2002-07-24 → 2006-06-12
    Transamerica Financial Advisors, Inc.
    Havertown, PA
    Haventown, PA
Other Businesses

1). OUTSIDE INSURANCE BROKERAGE BUSINESS. 2) DBA - KARR BARTH ASSOCIATES 2) General agency, DOA: 11/30/2022, Term Life, Universal Life, Annual COmpensation: 10000 3) General agency, DOA : 11/28/2022, Term Life, Universal Life, Annual COmpensation: 10000

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-05-15
S63 Uniform Securities Agent State Law Examination 1983-11-18
  • S65 Uniform Investment Adviser Law Examination
    1990-05-15
  • S63 Uniform Securities Agent State Law Examination
    1983-11-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bala Cynwyd, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor