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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2006-07-18 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
Ardmore, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2006 | Present |
1). OUTSIDE INSURANCE BROKERAGE BUSINESS. 2) DBA - KARR BARTH ASSOCIATES 2) General agency, DOA: 11/30/2022, Term Life, Universal Life, Annual COmpensation: 10000 3) General agency, DOA : 11/28/2022, Term Life, Universal Life, Annual COmpensation: 10000
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-18 |
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