James Alan Weiss

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-04-14

Branch Locations

180 Glastonbury Blvd, Glastonbury, CT 06033 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	08/2006	12/2017
Weiss And Hale	Pomfret Center	CT	10/2006	Present
Lpl Financial Llc	Pomfret Center	CT	02/2026	Present

2018-01-02 → 2026-05-05

Commonwealth Financial Network

Pomfret Center, CT
2006-10-06 → 2017-12-31

Commonwealth Financial Network

Waltham, MA

Pomfret Center, CT
2006-03-08 → 2006-10-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pomfret Center, CT
1990-05-15 → 2006-03-08

Advest, Inc.

Pomfret Center, CT

Hartford, CT

Owner of Pomfret Chocolates LLC. It's not investment related. 168 Quasset Rd, Pomfret, CT 06259 Owner start date: 01/2023 20hrs a month Owner/manager

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-06-06