Gary Phillip Weaks

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2015-07-07

GA RA
APPROVED

Since 2015-07-07

Branch Locations

Highlands, NC • United States

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterne Agee & Leach, Inc.	Atlanta	GA	03/2005	Present
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	Present
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	07/2015	Present

03/2005 → Present

Sterne Agee & Leach, Inc.

Atlanta, GA
07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Previous Registrations

2005-11-29 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL
2003-03-04 → 2005-03-24

Ubs Financial Services Inc.

Atlanta, GA

Other Businesses

1. C. WEAKS INTERIORS, 349 PEACHTREE HILLS AVE ATLANTA GA 30305;SINESS: INTERIOR DESIGN ;NON-INVESTMENT RELATED; SECRETARY; DUTIES: NONE, AFFILIATION STARTED 08/15/1986; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-03-21

S63 Uniform Securities Agent State Law Examination

2002-03-21

View on SEC IAPD