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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-06-06 |
Branch Locations
425 Market Street Suite 1800, San Francisco, CA 94105 • United States
Greenbrae, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | San Francisco | CA | 11/1970 | Present |
| Nylife Securities Inc. | San Francisco | CA | 01/1984 | Present |
| Royal Allinace Associates Inc, | New York | NY | 11/1989 | Present |
| Brody, Walsh & Brody Employee Benefit & Insurance Services, Inc. | San Francisco | CA | 11/2010 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS DBA - BRODY, WALSH & BRODY EMPLOYEE BENEFIT & INSURANCE SERVICES, INC.; OWNER; INVESTMENT RELATED; START DATE 11/2010] [NSite Inc.; I loaned $20,000 to NSite; 150 Vista Grande, Greenbrae, Ca. 94904; Start Date 11/2020; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investment]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 2000-04-10 |
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