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Randall Geoffrey Vincent

Stonebrook Capital Management, Inc.

Carefree, AZ

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Current Employers
Stonebrook Capital Management, Inc.

1010 Lake Street, Suite 426, Oak Park, IL 60301 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
CO RA APP_PEND_IARCE 2026-01-01
IL RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Carefree, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonebrook Capital Management, Inc. Oak Park IL 10/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-17
S63 Uniform Securities Agent State Law Examination 1981-05-01
  • S65 Uniform Investment Adviser Law Examination
    1995-02-17
  • S63 Uniform Securities Agent State Law Examination
    1981-05-01
Other Names
  • Randall Geoffry Vincent

View on SEC IAPD

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