Thomas Valeo

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2006-01-10

MA RA
APPROVED

Since 2006-01-10

Branch Locations

255 State Street 5Th Floor, Boston, MA 02109 • United States

Newburyport, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	Boston	MA	01/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-04
S63	Uniform Securities Agent State Law Examination	1984-09-13

S65 Uniform Investment Adviser Law Examination

2006-01-04
S63 Uniform Securities Agent State Law Examination

1984-09-13

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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