Willard Lee Umphrey

Current Employers

Employment History

• 07/1999 → Present
  U. S. Boston Capital Corporation
  Lincoln, MA

Other Businesses

MR. UMPHREY IS PRESIDENT AND TRUSTEE, PEAR TREE FUNDS - MUTUAL FUND COMPLEX - INVESTMENT RELATED, LOCATED AT 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773. DIRECTOR OF PEAR TREE ADVISORS, INC. - INVESTMENT ADVISOR - INVESTMENT RELATED, LOCATED AT 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773. MANAGER AND MEMBER OF PEAR TREE PARTNERS MANAGEMENT, LLC, LOCATED AT 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773. IT WAS FORMED ON NOVEMBER 21, 2000 AS AN INVESTMENT RELATED BUSINESS TO ACT AS GENERAL PARTNER FOR PEAR TREE PARTNERS, LP. PEAR TREE PARTNERS LP WAS FORMED ON NOVEMBER 21, 2000 AND IS LOCATED AT 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA. IT ACTS AS THE MANAGING MEMBER OF LIMITED LIABILITY COMPANIES FORMED TO HOLD INVESTMENTS IN SMALL PRIVATE COMPANIES. THE HOURS SPENT ON THIS OTHER BUSINESS VARIES. ON MARCH 17, 2014 MR. UMPHREY BECAME A MEMBER OF THE BOARD OF DIRECTORS OF WOUNDCHEK LABORATORIES, A NON-INVESTMENT RELATED COMPANY LOCATED AT 400 CROWN COLONY DRIVE, SUITE 302, QUINCY, MA 02169. WOUNDCHEK LABORATORIES DEVELOPS WOUND DIAGNOSTIC PRODUCTS. LESS THAN TWO HOURS A MONTH ARE SPENT ON THIS OTHER BUSINESS, SOMETIMES DURING SECURITIES TRADING HOURS, AS MR. UMPHREY HAS NO DAY TO DAY DUTIES. MR. UMPHREY IS A MEMBER OF THE STRATEGIC INVESTMENT COMMITTEE OF GROMA & US BOSTON OPPORTUNITY ZONE FUND, LLC., ("GROMA"). GROMA ACQUIRES, INVESTS AND MANAGES MULTI-FAMILY RESIDENCES IN THE GREATER BOSTON AREA. THE GROMA TEAM HANDLES THE RESEARCH, ACQUISITION, NEGOTIATION, TOURING AND INSPECTION OF ALL PROPERTIES. AS A PASSIVE INVESTOR, MR. UMPHREY HAS THE OPPORTUNITY TO REVIEW DEALS AND MATERIALS PRIOR TO A PROPERTY BEING ACQUIRED AND THEN INVEST A PROPORTIONAL AMOUNT OF THE CAPITAL NECESSARY TO ACQUIRE AND RENOVATE THE PROPERTY. GROMA HANDLES THE LEASING AND MANAGEMENT OF THE PROPERTY, AND MR. UMPHREY RECEIVES ONGOING REPORTS ON EACH PROPERTY'S PERFORMANCE AND THE OVERALL INVESTMENT PORTFOLIO. MR. UMPHREY DEVOTES 4-6 HOURS PER WEEK TO GROMA. THIS ROLE IS COMPENSATED. MR. UMPHREY IS A STRATEGIC ADVISOR TO GROMA FUND II. THIS ACTIVITY BEGAN JANUARY 16, 2024. THIS BUSINESS IS INVESTMENT RELATED AND CONDUCTED FROM 31 NEW CHARDON ST. BOSTON MA 02114. IN THIS CAPACITY HE PROVIDES ADVICE TO THE MANAGEMENT TEAM OF A RESIDENTIAL REAL ESTATE HOLDINGS FUND. HE DEVOTES APPROXIMATLY 3 HOURS PER QUARTER TO THIS ACTIVITY, 0 DURING BUSINESS HOURS. ON MAY 1, 2019, MR. UMPHREY BECAME A MANAGING MEMBER OF RAILRUNNER ROLLING STOCK LLC. A NON-INVESTMENT RELATED COMPANY. RAILWAY EQUIPMENT PARTS COMPANY. LOCATED AT 55 OLD BEDFORD ROAD, SUITE 106, LINCOLN, MA 01773. MR. UMPHREY SPENDS 2 HOURS PER MONTH OUTSIDE OF TRADING HOURS. REIMBURSEMENT FOR OUT-OF-POCKET EXPENSES AND NO COMPENSATION FOR ACTING AS MANAGER. ON JANUARY 16, 2024 MR. UMPHREY BECAME A DIRECTOR OF ELECTRADX, A MEDICAL DIAGNOSTICS TESTING MANUFACTURER. THIS BUSINESS IS NOT INVESTMENT RELATED AND IS CONDUCTED FROM 838 WALKER ROAD, SUITE 21-2 DOVER DE, 19904. HE SPENDS APPROXIMATLY 3 HOURS PER QUARTER ON THIS ACTIVITY, NONE DURING TRADING HOURS. ON JANUARY 6, 2026, MR. UMPHREY BECAME DIRECTOR OF AURELIA THERAPEUTICS THIS BUSINESS IS NOT INVESTMENT RELATED AND IS CONDUCTED AT PO BOX 156, WABAN, MA 02468. HE SPENDS APPROXIMATLY 5 HOURS PER MONTH ON THIS ACTIVITY, NONE DURING TRADING HOURS. ON FEBRUARY 13, 2026, MR. UMPHREY Owner of OCEAN AVENUE 2020 LLC INVESTS IN REAL ESTATE. THIS BUSINESS IS CONDUCTED AT 160 Proctor View Drive Sun Valley Idaho 83353. MR. UMPHREY IS COMPENSATED AND SPENDS APPROXIMATLY 5 HOURS PER MONTH ON THIS ACTIVITY, DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-01-07

Designations