Jerry Weldon Tucker

Current Employers

Employment History

• 02/2018 → 09/2020
  Lpl Financial Llc
  Lake Oswego, OR
• 02/2012 → 02/2018
  Sii Investments, Inc.
  Lake Oswego, OR
• 09/2020 → 09/2023
  Sagepoint Financial, Inc.
  Lake Oswego, OR
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR

Previous Registrations

• 2020-09-01 → 2023-09-01
  Osaic Services, Inc.
  Lake Oswego, OR
• 2018-02-14 → 2020-09-11
  Lpl Financial Llc
  Lake Oswego, OR
• 2012-02-14 → 2018-02-14
  Sii Investments, Inc.
  Lake Oswego, OR
  Appleton, WI
• 2007-08-07 → 2011-01-04
  Park Avenue Securities Llc
  Portland, OR
  Portland, OR

Other Businesses

1. WHEELS, ETC, Sole proprietorship business, Consulting for Off Road Racing, Sales of vehicles and Truck accessories. This business is not investment related. 1099 Miscellaneous Income and some noncash parts. 2. PEARSON FINANCIAL GROUP POSITION: Life Insurance Representative NATURE: Pearson Financial LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 3 Centerpointe Drive., Suite 200, Lake Oswego OR 97035, United States DESCRIPTION: Sales of Life Insurance/Annuities associated with Registered Representative and Life & Health Licensed status. 3. PEARSON FINANCIAL GROUP POSITION: OSJ Manager, Chief Compliance Officer NATURE: Sole Proprietorship, DBA for Osaic Wealth INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2020 ADDRESS: 3 Centerpointe Drive., Suite 200, Lake Oswego OR 97035, United States DESCRIPTION: Registered Rep and Branch Manager, Compliance Officer for the OSJ, Pearson Financial Group. Perform compliance reviews, audits and transactions to fulfill compliance requirements.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-25
• S63 Uniform Securities Agent State Law Examination
  2005-06-21