Phillip Lee Trueblood

Current Employers

Trueblood Wealth Management, Llc

2651 Shawnee Rd, Lima, OH 45806 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-03-01

OH RA
APPROVED

Since 2023-03-01

Branch Locations

2651 Shawnee Rd, Lima, OH 45806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Lima	OH	07/2011	07/2022
Trueblood Wealth Management, Llc	Lima	OH	08/2022	Present

07/2011 → 07/2022

Stifel Nicolaus & Co Inc

Lima, OH
08/2022 → Present

Trueblood Wealth Management, Llc

Lima, OH

Previous Registrations

2011-07-29 → 2022-07-08

Stifel, Nicolaus & Company, Incorporated

Lima, OH

Medina, OH
2008-01-01 → 2011-07-29

Wells Fargo Clearing Services, Llc

Lima, OH
1999-06-02 → 2008-01-01

A. G. Edwards & Sons, Inc.

Lima, OH

St. Louis, MO

Other Businesses

1. LIMA CONVALESCENT HOME FOUNDATION - TREASURER 2. NORTHEAST OHIO MEDICAL UNIVERSITY; 4209 OH-44 ROOTSTOWN, OH 44272; UNIVERSITY; PUBLIC TRUSTEE, BOARD MEMBER WITH OVERSITE OF THE LONG-TERM WELFARE OF THE UNIVERSITY; 9/22/2017; 6.0 HOURS PER QUARTER; DURING SECURITIES TRADING HOURS; INVESTMENT RELATED. 3. Northeast Ohio Medical University; 4209 Ohio 44 Rootstown, OH 44272; University; Public Trustee and Finance Committee Member; 12/04/2019; 10 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-29
S63	Uniform Securities Agent State Law Examination	1984-03-20

S66 Uniform Combined State Law Examination

2011-06-29
S63 Uniform Securities Agent State Law Examination

1984-03-20

View on SEC IAPD