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9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-06-11 |
| FL | RA | APPROVED | 2007-06-08 |
| VA | RA | APPROVED | 2007-02-09 |
Branch Locations
9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson Davis & Co., Inc. | Richmond | VA | 07/2002 | Present |
LIMITED PARTNER IN SEVEN HILLS CAPITAL PARTNERS LP, A PARTNERSHIP FORMED FOR INVESTMENT PURPOSES LOCATED AT 9030 STONY POINT PARKWAY, SUITE 100, RICHMOND, VA 23235. START DATE OF 01/2010. THE REGISTRANT HAS NO DUTIES IN THE PARTNERSHIP; HOWEVER, THE REGISTRANT IS EMPLOYED BY THOMPSON DAVIS ASSET MANAGEMENT, WHICH ACTS AS THE INVESTMENT ADVISER TO THE PARTNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-18 |
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