Best Investors Account Sign in
Inactive

Joseph Harruff Thomas

Thomas & Company LLC

Beachwood, OH

Claim This Profile
Current Employers
Thomas & Company Llc

25800 Science Park Drive Suite 150, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-07-25
  • OH RA
    APPROVED
    Since 2012-07-25

Branch Locations

25800 Science Park Drive Suite 150, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas And Company, Llc. Beachwood OH 01/2011 Present
  • 01/2011 → Present
    Thomas And Company, Llc.
    Beachwood, OH
Previous Registrations
  • 1999-10-06 → 2008-10-21
    Lakepoint Investment Partners Llc
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-14
  • S65 Uniform Investment Adviser Law Examination
    1993-04-14
Other Names
  • Joseph H Thomas

View on SEC IAPD

More in Beachwood, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor