Harry Edwards Thomas

Current Employers

Employment History

• 08/2000 → 11/2020
  Karr Barth Financial Planning, Inc.
  Bala Cynwyd, PA
• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2000-04-07 → 2020-10-30
  Karr Barth Financial Planning, Inc.
  Bala Cynwyd, PA
  Bala Cynwyd, PA

Other Businesses

1)PRIVATE CLIENT GROUP ADVISORS, LLC 284 WOODCOCK LANE AMBLER, PA 19002, OFFICER (PRES., VP, SECRETARY, TREASURER), START DATE: 1/1/08, DUTIES: CHAIRMAN / OWNER - S CORP OPENED FOR THE SOLE PURPOSE OF COLLECTING FIXED BUSINESS COMMISSIONS IN A TAX EFFICIENT STRUCTURE USING MY CORPORATE AGENT CODE 10932832. SET UP THROUGH EQUITABLE, 0 HRS PER MO, BANK ACCOUNT, SIGNATOR, NOT INVESTMENT RELATED; 2) INDEPENDENCE FINANCIAL GROUP, LTD. PLYMOUTH WOODS OFFICE CENTER 527 PLYMOUTH ROAD, SUITE 403 PLYMOUTH MEETING PA 19462, INSURANCE AGENT, START DATE: 1/5/18, DUTIES: FIXED LIFE INSURANCE RELATIONSHIP - OUTSIDE BROKER, 5 HRS PER MO, NOT INVESTMENT RELATED; 3) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), I HAVE A POWER OF ATTORNEY FOR MY SPOUSE JUDITH P. THOMAS AND I ALSO HAVE HEALTH CARE POWER OF ATTORNEY FOR HER; 4) HARRYETHOMAS1@GMAIL.COM, USING HARRY.THOMAS@KBAPCG.COM TO CONDUCT EQUITABLE BUSINESS, WWW.KBAPCG.COM; 5) ASHAR Group, Agent, ASHAR Group Life Settlements, 1800 Pembrook Drive, Orlando, FL, 32810, Start Date: 7/1/2026, 5 HRS PER MO, Investment related;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-20
• S63 Uniform Securities Agent State Law Examination
  1981-04-29