Malcolm C Tarver

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-03-04
GA	RA	APPROVED	2008-02-28

TX RA
APPROVED_RES

Since 2008-03-04
GA RA
APPROVED

Since 2008-02-28

Branch Locations

1100 Abernathy Road Ne Building 500; Suite 1850, Atlanta, GA 30328 • United States

Sandy Springs, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Atlanta	GA	02/2008	Present

02/2008 → Present

Raymond James & Associates, Inc.

Atlanta, GA

Previous Registrations

2003-03-24 → 2008-02-21

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-14
S63	Uniform Securities Agent State Law Examination	1983-06-15

S65 Uniform Investment Adviser Law Examination

1991-10-14
S63 Uniform Securities Agent State Law Examination

1983-06-15

Other Names

Malcolm Tarver
Malcolm Connor Tarver
Malcolm Connor Tarver

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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