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Eugene Szaj

Disciplined Financial Services, Inc.

New Berlin, WI

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Current Employers
Disciplined Financial Services, Inc.

New Berlin, WI • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-19
IL RA APPROVED 2016-01-04
WI RA APPROVED 2015-10-20
  • FL RA
    APPROVED
    Since 2024-11-19
  • IL RA
    APPROVED
    Since 2016-01-04
  • WI RA
    APPROVED
    Since 2015-10-20

Branch Locations

New Berlin, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Disciplined Financial Services Inc Brookfield WI 10/2015 Present
Previous Registrations
  • 2003-08-19 → 2015-10-12
    Nations Financial Group, Inc.
    Brookfield, WI
  • 1999-07-20 → 2013-12-31
    Disciplined Financial Services, Inc.
    Brookfield, WI
    Brookfield, WI
  • 2005-06-22 → 2006-07-12
    Wipfli Hewins Investment Advisors Llc
    Foster City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-03
S63 Uniform Securities Agent State Law Examination 1980-10-20
  • S65 Uniform Investment Adviser Law Examination
    1995-02-03
  • S63 Uniform Securities Agent State Law Examination
    1980-10-20
Other Names
  • Eugene Paul Szaj

View on SEC IAPD

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