William John Sullivan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2024-09-20
TX	RA	APPROVED_RES	2006-01-05

HI RA
APPROVED

Since 2024-09-20
TX RA
APPROVED_RES

Since 2006-01-05

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Cornville, AZ • United States

Mashpee, MA • United States

Lahaina, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial S. - Wilmington	Boston	MA	08/2008	Present

08/2008 → Present

Ubs Financial S. - Wilmington

Boston, MA

Other Businesses

DOUBLE S RANCH AND ORCHARDS LLC / PO BOX 2050 SEDONA,AZ 86339 / COMPANY/ AGRICULTURE & LIVESTOCK / FRUIT ORCHARDS /OVERSEE SUBCONTRACTORS / START DATE 8/26/2014 2)Creekside Farm / Box 205 Cornville,AZ 86325 / No/ Privately Held / USD / No / No / / Start Date 3/10/16 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-02-10
S63	Uniform Securities Agent State Law Examination	1983-12-12

S65 Uniform Investment Adviser Law Examination

1992-02-10
S63 Uniform Securities Agent State Law Examination

1983-12-12

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews