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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1994-06-27
  • VA RA
    APPROVED
    Since 1994-06-27

Branch Locations

12100 Sunset Hills Road Suite 100, Reston, VA 20190 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lincoln National Life Insurance Company Ave Chevy Chase MD 01/1983 Present
Lincoln Financial Advisors Corporation Ave Chevy Chase MD 01/1983 Present
David A Spiker Chfc (Self Employed) Bethesda MD 03/1986 Present
Capitol Securities Management, Inc. Mclean VA 03/1986 Present
#Ia Capitol Securities Management, Inc. Mclean VA 05/1994 Present
  • 01/1983 → Present
    The Lincoln National Life Insurance Company
    Ave Chevy Chase, MD
  • 01/1983 → Present
    Lincoln Financial Advisors Corporation
    Ave Chevy Chase, MD
  • 03/1986 → Present
    David A Spiker Chfc (Self Employed)
    Bethesda, MD
  • 03/1986 → Present
    Mclean, VA
  • 05/1994 → Present
    #Ia Capitol Securities Management, Inc.
    Mclean, VA
Other Businesses

1) Name of Business: DAVID A SPIKER CHFC Investment-related: YES Address: 12100 Sunset Hills Road Suite 100 RESTON, VA 20190 Nature of the other business: Insurance Brokerage Position, title, or relationship with the other business: OWNER Start date: 3/1986 Approximate number of hours/month you devote to the other business: 1 HOUR PER WEEK Approximate number of hours/month you devote to the other business during securities trading hours: 1 HOUR PER WEEK Describe your duties relating to the other business: INSURANCE BROKERAGE 2) Trust account: Robert Spiker Trust. Trustee on FAMILY account. Relationship of grantor: FATHER 3) Doing Business As: ADVANCED FINANCIAL CONCEPTS Investment-related: Yes Address:12100 Sunset Hills Road Suite 100 RESTON, VA 20190

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-23
S63 Uniform Securities Agent State Law Examination 1981-07-27
  • S65 Uniform Investment Adviser Law Examination
    1994-06-23
  • S63 Uniform Securities Agent State Law Examination
    1981-07-27
Designations

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