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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1205 Butte Avenue Suite 6, Helena, MT 59601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Helena | MT | 04/2016 | 10/2022 |
| Pruco Securities Llc | Bellevue | WA | 10/2022 | 11/2024 |
| The Prudential Insurance Company Of America | Bellevue | WA | 11/2022 | Present |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-07 |
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