John Joseph Spaeth

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-09-17
IL	RA	APPROVED	2021-08-10

FL RA
APPROVED

Since 2021-09-17
IL RA
APPROVED

Since 2021-08-10

Branch Locations

Fort Meyers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Myers	FL	12/2011	Present
Level Four Advisory Services	Fort Myers	FL	01/2014	08/2021
Integrated Wealth Concepts Llc	Fort Myers	FL	08/2021	Present

12/2011 → Present

Lpl Financial Llc

Fort Myers, FL
01/2014 → 08/2021

Level Four Advisory Services

Fort Myers, FL
08/2021 → Present

Integrated Wealth Concepts Llc

Fort Myers, FL

Previous Registrations

2014-01-08 → 2021-08-10

Level Four Advisory Services

Naperville, IL

Dallas, TX

Fort Myers, FL
2009-06-01 → 2012-01-13

Morgan Stanley

Oakbrook Terrace, IL

Fort Myers, FL

Barrington, IL
2004-05-14 → 2009-06-01

Citigroup Global Markets Inc.

Oakbrook Terrace, IL

Oakbrook Terrace, IL
1998-02-14 → 2004-05-18

Morgan Stanley Dw Inc.

Oak Brook, IL

Other Businesses

1) 8/26/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/10/2021 - 1 Hour Per Month During Securities Trading. 2) 8/26/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/10/2021 - 60 Hours Per Month During Securities Trading. 3) 9/1/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/10/2021 - 1 Hour Per Month During Securities Trading. 4) 9/1/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/10/2021 - 100 Hours Per Month During Securities Trading. 5) 9/1/2021 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/10/2021 - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-21
S63	Uniform Securities Agent State Law Examination	1979-07-19

S65 Uniform Investment Adviser Law Examination

1991-12-21
S63 Uniform Securities Agent State Law Examination

1979-07-19

View on SEC IAPD