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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 1999-07-01
  • MD RA
    APPROVED
    Since 1999-07-01

Branch Locations

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Bethesda, MD • United States

Yarmouthport, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Hunt Valley MD 03/1996 Present
  • 03/1996 → Present
    Mml Investors Services, Inc.
    Hunt Valley, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-02
S63 Uniform Securities Agent State Law Examination 1986-02-28
  • S65 Uniform Investment Adviser Law Examination
    1999-06-02
  • S63 Uniform Securities Agent State Law Examination
    1986-02-28

View on SEC IAPD

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