Thomas Patrick Smith

Current Employers

Employment History

• 10/2001 → Present
  Self Dba Bering Financial Life Ins & Annuity Sales
  Southlake, TX
• 08/2022 → 11/2022
  Capital Markets Iq
  Arlington, TX
• 11/2022 → 05/2024
  Realta Equities, Inc.
  Wilmington, DE
• 11/2022 → 05/2024
  Realta Investment Advisors, Inc.
  Wilmington, DE
• 05/2024 → Present
  Legacy Wealth Management, Llc
  Boise, ID

Previous Registrations

• 2022-11-02 → 2024-05-23
  Realta Investment Advisors, Inc
  Southlake, TX
  Wilmington, DE
• 2022-08-12 → 2022-10-12
  Capital Markets Iq, Llc
  Arlington, TX
  Arlington, TX
• 2018-04-10 → 2022-09-08
  Center Street Advisors, Inc.
  Arlington, TX
  Colleyville, TX
  Nashville, TN
  Southlake, TX
• 2016-06-10 → 2017-08-01
  Center Street Advisors, Inc.
  Arlington, TX
  Nashville, TN
• 2011-08-09 → 2016-06-03
  Titan Securities
  Bedford, TX
  Plano, TX
  Plano, TX
  Arlington, TX
  Arlington, TX
• 2011-06-16 → 2011-08-05
  Nfsg Corporation
  Bedford, TX
  Boca Raton, FL

Other Businesses

(1) BERING FINANCIAL, LLC; D/B/A; 1500 Corporate Circle, #11, SOUTHLAKE, TX 76092; BERINGFINANCIAL.COM; SALES AND SERVICE OF LIFE INSURANCE AND FIXED ANNUITIES; COMPENSATION IN THE FORM OF COMMISSIONS; 15 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-13
• S63 Uniform Securities Agent State Law Examination
  2010-09-01

Other Names

• Pat Smith