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Gary Clifford Smith

Wealth Creation Advisory

Carthage, NC

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Current Employers
Wealth Creation Advisory

Carthage, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-09
  • NC RA
    APPROVED
    Since 2025-06-09

Branch Locations

Carthage, NC • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2007 09/2016
Gary Smith Dba Heads-Up Advisory Carthage NC 04/2020 07/2023
Gary C Smith Dba Wealth Creation Advisory Carthage NC 01/2025 Present
Retired Carthage NC 06/2023 01/2025
Retired Carthage NC 09/2016 03/2020
  • 01/2007 → 09/2016
    H. Beck, Inc.
    Rockville, MD
  • 04/2020 → 07/2023
    Gary Smith Dba Heads-Up Advisory
    Carthage, NC
  • 01/2025 → Present
    Gary C Smith Dba Wealth Creation Advisory
    Carthage, NC
  • 06/2023 → 01/2025
    Retired
    Carthage, NC
  • 09/2016 → 03/2020
    Retired
    Carthage, NC
Previous Registrations
  • 2020-04-22 → 2023-07-05
    Heads-Up Advisory
    Carthage, NC
  • 2007-01-11 → 2016-09-08
    Grove Point Investments, Llc
    Cameron, NC
    Pinehurst, NC
    Southern Pines, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-17
S63 Uniform Securities Agent State Law Examination 2004-06-03
  • S65 Uniform Investment Adviser Law Examination
    2019-12-17
  • S63 Uniform Securities Agent State Law Examination
    2004-06-03

View on SEC IAPD

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