Eugene George Simone

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2020-02-25
TX	RA	APPROVED	2020-02-21

RI RA
APPROVED

Since 2020-02-25
TX RA
APPROVED

Since 2020-02-21

Branch Locations

1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States

North Smithfield, RI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	09/1978	02/2020
Bank Of America, Na	Providence	RI	09/2009	02/2020
Ameriprise Financial Services Inc	Providence	RI	02/2020	03/2020
Ameriprise Financial Services, Llc	Providence	RI	03/2020	Present

09/1978 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
09/2009 → 02/2020

Bank Of America, Na

Providence, RI
02/2020 → 03/2020

Ameriprise Financial Services Inc

Providence, RI
03/2020 → Present

Ameriprise Financial Services, Llc

Providence, RI

Previous Registrations

2002-02-07 → 2020-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Providence, RI

Other Businesses

Board of Directors; Educational foundation; board member; mount pleasant avenue, , providence, RI, 2908; Investment-Related; 02/21/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-08-17

S63 Uniform Securities Agent State Law Examination

1988-08-17

View on SEC IAPD