Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-04
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2022-08-04
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Porter Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Glendale CA 05/1972 03/2017
Mml Investors Services, Llc Los Angeles CA 03/2017 Present
Massmutual Life Insurance Co Los Angeles CA 07/2016 Present
  • 05/1972 → 03/2017
    Metlife Securities Inc.
    Glendale, CA
  • 03/2017 → Present
    Los Angeles, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Los Angeles, CA
Previous Registrations
  • 2002-09-18 → 2017-03-25
    Msi Financial Services, Inc.
    Glendale, CA
    Pasadena, CA
    Brea, CA
    Glendale, CA
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING Dental and Group Disability Income, DISABILITY, LIFE/ACCIDENT/HEALTH,Life Settlement through Asher Group, P&C FROM PRIVATE RESIDENCE 1HR/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS SINCE 03/2003

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-12
S63 Uniform Securities Agent State Law Examination 1991-03-01
  • S66 Uniform Combined State Law Examination
    2001-04-12
  • S63 Uniform Securities Agent State Law Examination
    1991-03-01
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor