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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-21
  • PA RA
    APPROVED
    Since 2024-05-21

Branch Locations

Southampton, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
United Planners Financial Services Scottsdale AZ 08/2016 08/2017
Guardian Academy And Indoor Range, Inc Warminster PA 12/2015 Present
Larry C Sfinas Southampton PA 01/1969 Present
Innovation Partners Llc Charlotte NC 08/2017 08/2017
Prosperity Wealth Management, Inc. San Ramon CA 09/2017 07/2019
Fortune Financial Services, Inc. Monaca PA 09/2017 07/2019
Securities America, Inc. Southhampton PA 07/2019 10/2021
Arbor Point Advisors Southhampton PA 07/2019 10/2021
Csenge Advisory Group Clearwater FL 10/2021 09/2022
Mass Mutual Life Insurance Company Warren NJ 09/2022 09/2023
Mml Investors Services Llc Warren NJ 09/2022 09/2023
  • 08/2016 → 08/2017
    United Planners Financial Services
    Scottsdale, AZ
  • 12/2015 → Present
    Guardian Academy And Indoor Range, Inc
    Warminster, PA
  • 01/1969 → Present
    Larry C Sfinas
    Southampton, PA
  • 08/2017 → 08/2017
    Charlotte, NC
  • 09/2017 → 07/2019
    Prosperity Wealth Management, Inc.
    San Ramon, CA
  • 09/2017 → 07/2019
    Fortune Financial Services, Inc.
    Monaca, PA
  • 07/2019 → 10/2021
    Securities America, Inc.
    Southhampton, PA
  • 07/2019 → 10/2021
    Arbor Point Advisors
    Southhampton, PA
  • 10/2021 → 09/2022
    Csenge Advisory Group
    Clearwater, FL
  • 09/2022 → 09/2023
    Mass Mutual Life Insurance Company
    Warren, NJ
  • 09/2022 → 09/2023
    Warren, NJ
Previous Registrations
Other Businesses

(1) NAME: LARRY C SFINAS INV REL: Y ADD: AT Southampton PA NATURE: OUTSIDE INSURANCE POSITION: SALESMAN START DATE: 10/10/2022 No. HR/MO: 20 No. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY (2) NAME: GUARDIAN TRAINING CENTRE, LLC AND GUARDIAN ACADEMY & INDOOR RANGE, INC. INV REL: Y ADD: AT RESIDENTIAL ADDRESS & 1528 CAMPUS DR, WARMINSTER, PA 18974 NATURE: GUN RANGE & TRAINING FACILITY POSITION: SALESMAN - CEO START DATE: 12/1/2014 No. HR/MO: 20 No. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROSPECT, SELL, DO FORMS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-26
S63 Uniform Securities Agent State Law Examination 1981-08-13
  • S66 Uniform Combined State Law Examination
    2004-02-26
  • S63 Uniform Securities Agent State Law Examination
    1981-08-13
Designations
Other Names
  • Larry Christos Sfinas
  • Larry C Sfinas

View on SEC IAPD

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