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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2021-02-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2021-02-03

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Plainview, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 10/2014 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Previous Registrations
  • 2002-12-17 → 2004-10-06
    Morgan Stanley Dw Inc.
    Garden City, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-06
  • S63 Uniform Securities Agent State Law Examination
    1983-07-06
Other Names
  • Lawrence Schimel

View on SEC IAPD

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