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Harold Francis Scattergood

LPl Financial LLC

Berwyn, PA

Haverford, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-02
TX RA APPROVED_RES 2023-02-01
  • PA RA
    APPROVED
    Since 2023-02-02
  • TX RA
    APPROVED_RES
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Haverford, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood, Inc. West Conshohocken PA 07/1970 02/2023
Lpl Financial, Llc West Conshohocken PA 02/2023 Present
  • 07/1970 → 02/2023
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
  • 02/2023 → Present
    West Conshohocken, PA
Previous Registrations
  • 2008-07-25 → 2023-02-15
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
    West Conshohocken, PA
    West Conshohocken, PA
    West Conshohocken, PA
  • 1994-10-11 → 2008-04-11
    Hfs Associates, Inc.
    W. Conshohocken, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-23
S63 Uniform Securities Agent State Law Examination 1984-01-30
  • S65 Uniform Investment Adviser Law Examination
    1994-08-23
  • S63 Uniform Securities Agent State Law Examination
    1984-01-30

View on SEC IAPD

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