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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-13
CO RA APPROVED 2013-05-14
AZ RA APPROVED 2012-08-08
  • TX RA
    APPROVED
    Since 2021-07-13
  • CO RA
    APPROVED
    Since 2013-05-14
  • AZ RA
    APPROVED
    Since 2012-08-08

Branch Locations

Gunnison, CO • United States

6991 East Camelback Road Suite D200, Scottsdale, AZ 85251 • United States

6991 E Camelback Rd Ste D-200, 2Nd Fl, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 07/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-08-03
    Scottsdale, AZ
    Gunnison, CO
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
    Gunnison, CO
  • 2002-11-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Gunnison, CO
Other Businesses

ANDROMEDA INVESTMENTS LLC; INV RELATED; SCOTTSDALE, AZ, LLC FOR PERSONAL INVESTMENTS; 100% OWNERSHIP; START 4/1/2017; 5 HOURS PER MONTH; .25 DURING TRADING HOURS.; SOCRATIC WEALTH MANAGEMENT, LLC , INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START: 7/20/2012, 160 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-21
S63 Uniform Securities Agent State Law Examination 1981-12-21
  • S65 Uniform Investment Adviser Law Examination
    1994-03-21
  • S63 Uniform Securities Agent State Law Examination
    1981-12-21
Designations

View on SEC IAPD

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