Richard Alan Sampley

Current Employers

The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-11-13

GA RA
APPROVED

Since 2024-11-13

Branch Locations

300 Perimeter Center North Suite 300, Atlanta, GA 30346 • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Bison Wealth, Llc	Atlanta	GA	10/2014	11/2024
The Fiduciary Alliance	Atlanta	GA	11/2024	Present

10/2014 → 11/2024

Bison Wealth, Llc

Atlanta, GA
11/2024 → Present

The Fiduciary Alliance

Atlanta, GA

Previous Registrations

2014-11-03 → 2024-11-08

Bison Wealth, Llc

Atlanta, GA

Atlanta,, GA

Atlanta, GA
2013-02-13 → 2014-11-07

Raymond James & Associates, Inc.

Atlanta, GA
2006-07-14 → 2013-02-13

Morgan Keegan & Company, Llc

Atlanta, GA
2003-05-02 → 2006-07-31

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-30
S63	Uniform Securities Agent State Law Examination	1980-06-16

S66 Uniform Combined State Law Examination

2003-04-30
S63 Uniform Securities Agent State Law Examination

1980-06-16

Designations

Other Names

Rick Sampley

View on SEC IAPD