Mark Steven Rushwald

Current Employers

Rushwald, Mark Steven

Wilmington, NC • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-23
NJ	RA	APPROVED	2025-10-23
NC	RA	APPROVED	2021-08-31

FL RA
APPROVED

Since 2025-10-23
NJ RA
APPROVED

Since 2025-10-23
NC RA
APPROVED

Since 2021-08-31

Branch Locations

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark S Rushwald	Wilmington	NC	01/1976	Present
Self	Wilmington	NC	01/1976	Present
Commonwealth Equity Services, Inc.	Toms River	NY	03/1996	06/2017

01/1976 → Present

Mark S Rushwald

Wilmington, NC
01/1976 → Present

Self

Wilmington, NC
03/1996 → 06/2017

Commonwealth Equity Services, Inc.

Toms River, NY

Previous Registrations

2005-01-05 → 2017-07-03

Commonwealth Financial Network

Toms River, NJ

Toms River, NJ

Other Businesses

1. INSURANCE SALES, INVESTMENT-RELATED 2. TRUSTEE OF ONE FAMILY IRREVOCABLE LIFE INSURANCE TRUST, LESS THAN 1 HOUR PER YEAR ENGAGED IN ACTIVITY, NO INCOME, INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-03-10

S63 Uniform Securities Agent State Law Examination

1987-03-10

Designations

View on SEC IAPD