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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
4444 Westheimer Road, G500, Houston , TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 06/2015 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Ria Llc | Houston | TX | 06/2015 | 06/2021 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1) TEXAS HISTORICAL FOUNDATION, NOT INVESTMENT-RELATED, 221 E. 9TH ST, STE. 205, AUSTIN, TX 78701, DIRECTOR, START DATE 2005, DEVOTE APPROX. 3 HOURS PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, VOTE AND REVIEW REQUESTS FOR ASSISTANCE. 2) OPEN DOOR MISSION, NOT INVESTMENT-RELATED, 5803 HARRISBERG RD, HOUSTON, TX 77011, BOARD MEMBER, START DATE 2006, DEVOTE APPROX. 3 HOURS PER MONTH TO ACTIVITY, DEVOTE 2 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, OVERSIGHT AND DIRECTOR FOR CHARITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-19 |
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