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Santa Rosa, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Mutual Life Insurance | Santa Rosa | CA | 04/1969 | 10/2024 |
| Double Eagle Financial | Santa Rosa | CA | 07/1986 | 10/2024 |
| Lpl Financial Llc | Santa Rosa | CA | 05/1995 | 10/2024 |
| Lpl Financial, Llc | Santa Rosa | CA | 12/1997 | 10/2024 |
| Double Eagle Financial | Santa Rosa | CA | 01/1984 | Present |
8/10/2015 - NO BUSINESS NAME - Investment Related - 2821 Yuma Court, Santa Rosa, CA 95403 - Real Estate Rental - START 06/01/2005 - 2 Hours Per Month/0 Hours During Securities Trading - We inherited this rental 11 years ago, and it is rented to our housekeeper for at market rent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-31 |
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