Roger Hampton Reed

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2006-08-18

MO RA
APPROVED

Since 2006-08-18

Branch Locations

Joplin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services Llc	Joplin	MO	01/1988	Present
Massmutual Life Insurance Co	Joplin	MO	04/1979	Present

01/1988 → Present

Mml Investors Services Llc

Joplin, MO
04/1979 → Present

Massmutual Life Insurance Co

Joplin, MO

Other Businesses

1.REED FINANCIAL GROUP, INC.NOT INVESTMENT RELATED, 8635 W 86TH HWY, PO BOX 3747, JOPLIN, MO64803, EMPLOYEE BENEFITS, SALES OWNER,SALE AND SERVICE OF EMPLOYEE SPONSORED BENEFITS EXCLUDING SECURITIES, STARTED DEC 2003,20 HRS WORKING, AND 1HR DURING SECURITIES TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-07
S63	Uniform Securities Agent State Law Examination	2004-05-14

S66 Uniform Combined State Law Examination

2005-03-07
S63 Uniform Securities Agent State Law Examination

2004-05-14