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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-24 |
Branch Locations
650 Dundee Rd Ste 155, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Northbrook | IL | 06/2001 | 08/2021 |
| Raymond James Financial Services Advisors, Inc | Northbrook | IL | 01/2009 | 08/2021 |
| Lpl Financial Llc | Northfield | IL | 08/2021 | Present |
1. 10/29/2021 - Velos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 240 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-22 |
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