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Alfredo Oliva

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Coral Gables, FL

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Current Employers
Advisuite

Coral Gables, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-19
  • FL RA
    APPROVED
    Since 2024-11-19

Branch Locations

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Advisors, Inc. Ft. Lauderdale FL 06/2011 Present
Kovack Securities, Inc. Ft. Lauderdale FL 06/2011 Present
  • 06/2011 → Present
    Ft. Lauderdale, FL
  • 06/2011 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
Previous Registrations
  • 2011-07-13 → 2024-03-04
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
  • 2008-06-16 → 2011-06-20
    Next Financial Group, Inc.
    Coral Gable, FL
    Coral Gables, FL
  • 2008-04-04 → 2008-06-13
    Southern Trust Securites Asset Management, Inc.
    Coral Gables, FL
  • 2007-05-29 → 2008-04-18
    Tradepro Securities, Llc.
    Lawrenceville, GA
    Miami, FL
  • 1994-07-18 → 2003-03-06
    A. G. Edwards & Sons, Inc.
    Coral Gables, FL
Other Businesses

1. OIG WEALTH MANAGEMENT (DBA) - 2000 PONCE DE LEON, 6TH FLOOR, CORAL GABLES, INC. IN 2003, SECURITIES AND FIXED INSURANCE, INVESTMENT RELATED, REGISTERED REP/SALES, 50% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 07/05/11 2. INVERLUXE GLOBAL ASSET MANAGEMENT, LLC - (DBA) - 2000 PONCE DE LEON, 6TH FLOOR, CORAL GABLES, FL, FEE BASED BUSINESS THROUGH KOVACK ADVISORS, INVESTMENT ADVISORY/PORTFOLIO MANAGEMENT, INVESTMENT RELATED, 50% OF TIME SPENT, COMPENSATED THROUGH FEES AND PARTNERSHIP DISTRIBUTIONS. 07/05/2011. 3. OLIVA FAMILY VENTURES, LLC - 6010 GRANADA BLVD, CORAL GABLES, FL, PERSONAL CORPORATION TO HOLD PROPERTY, PRESENTLY NOT ACTIVE, 0% OF TIME SPENT. 07/05/11. 4. OIG REALTY ADVISORS, LLC - 6010 GRANADA BLVD, CORAL GABLES, FL, REAL ESTATE BROKERAGE, OWNER, 0% OF TIME SPENT, PRESENTLY NOT ACTIVE. 07/05/11. 1-OIG REALY ADVISORS, LLC-REAL ESTATE LICENSE, TIME SPENT NONE PROVIDED, OWERSHIP 100% 2) INVERLUXE GLOBAL ASSET MANAGEMENT; CORPORATION; FINANCIAL AND INVESTMENT ADVISORY SERVICES; PARTNERE; 75% TIME SPENT; PARTNER; $50K INVESTED-RECV 100,000/YR COMP. (6-20-11)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26

View on SEC IAPD

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