Robert Elliott Mummey

Current Employers

Employment History

• 01/1985 → Present
  National Life Insurance Of Vermont
  Los Angeles, CA
• 05/2013 → Present
  Osaic Wealth, Inc
  Agoura Hills, CA

Previous Registrations

• 1997-07-08 → 2013-05-09
  Equity Services, Inc.
  Montpelier, VT
  Glendale, CA
  Montpelier, VT
  Agoura Hills, CA

Other Businesses

1)ROBERT MUMMEY,INV REL. 30077 AGOURA COURT,SUITE 210, AGOURA HILLS, CA 91301, 06/10/09-PRES,INS SALES. AGENT. DUR TRAD HRS. AGENT FOR SEVERAL COMPANIES SELLING LIFE INS. 2)L&B PUBLISHING POSITION: partner NATURE: I am co author a book ( TITLE ABOVE QUESTION 1)with Elizabeth Seraphin ( my sister). THE BOOK IS AN AUTOBIOGRAPHY OF HER MOSTLY AND MYSLEF OVER THE LAST 10 YEARS. iT IS UNRELATED TO MY BUSINESS.mY NIECE DIED IN AN ACCIDENT 10 YEARS AGO AND WAS AN ORGAN DONOR. THE THEM OF THE BOOK DESCRIBES THE YEARS SUBSEQUENT TO THAT OF HOW MY SISTER'S LIFE AND MINE CHANGED. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2015 ADDRESS: 5743 Corsa ave # 123, Westlake Village CA 91362, United States DESCRIPTION: COAUTHORING A BOOK UNREALTED TOTHE SECURTIES INDUSTRY AND WILL BE SUBMITTING IT TO CREATIVE SPACE INC, A SUBSIDIARY OF AMAZON iNC and is being distributed by Amazon.com. 3) ROBERT E. MUMMEY POSITION: owner NATURE: Sole proprietor of new website https://robertmummey.comThe website is a marketing tool for L&B Publishing and my personal photos distributing through Abode Stock INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2018 ADDRESS: 2554 Ashmore Cir # 22, 2554 Ashmore Cir # 22, 2554 Ashmore Cir # 22 CA 91362, United States DESCRIPTION: My main responsibility is to continue to take photographs of a quality to be submitted to Adobe Stock for sale to the general public. To promote the sale of the book Arturo's Dream in English and Spanish. 4. WORLD CHILDREN TRANSPLANT FUND POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2008 ADDRESS: 2829 Townsgate Rd Ste 100, Westlake Village CA 91362, United States DESCRIPTION: Promote the goals of the foundation for greater public awareness here and in Guadalajara Mexico.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-04-12