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Blauvelt, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-02 |
| NJ | RA | APPROVED | 2026-01-02 |
| NY | RA | APPROVED | 2021-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seraphim Capital Mangement | Boulder | CO | 06/2014 | Present |
| Young America Capital | Mamaroneck | NY | 03/2020 | 06/2024 |
Mr. Morris is Senior Vice President and Regional Manager for The Gottesman Company, a business broker facilitating mid-market merger and acquisition (M&A) activity. Gottesman is not a registered broker-dealer or other financial industry firm. The relationship began in 2013 and evolved in 2015 into present status and generally does not devote time to this endeavor during securities trading hours. __ Starting 2018 Mr. John Morris has been engaged in an outside business activity as a consultant at Dynamic Alternative Finance LLC. The organization is a business loan and financing company and has no owner affiliation with Young America Capital LLC. The firm's offices are located at 4770 Baseline Rd Boulder Co 80304. Duties include consulting and advising clients investment strategies. He will receive and compensation from the company for duties preformed. Mr. Morris will dedicate an estimated 4 hours per month to these endeavors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-05 |
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