Robert Hyde Moring

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-07-27
FL	RA	APPROVED	2001-04-27

NC RA
APPROVED

Since 2023-07-27
FL RA
APPROVED

Since 2001-04-27

Branch Locations

Charlotte, NC • United States

4800 N. Federal Highway Suite 210A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Miami	FL	11/1989	08/2023
Royal Advisory Services	Miami	FL	01/1993	Present
Moring Advisory Services, Inc.	Miami	FL	07/1983	Present
Osaic Wealth, Inc	Miami	FL	08/2023	Present

11/1989 → 08/2023

Royal Alliance Associates, Inc.

Miami, FL
01/1993 → Present

Royal Advisory Services

Miami, FL
07/1983 → Present

Moring Advisory Services, Inc.

Miami, FL
08/2023 → Present

Osaic Wealth, Inc

Miami, FL

Previous Registrations

1984-09-20 → 2012-12-31

Moring Advisory Services, Inc.

Boca Raton, FL

Other Businesses

1-ROBERT MORING CLU CFP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1968 ADDRESS: 4800 N Federal Hwy, #210 A, Boca Raton FL 33431, United States DESCRIPTION: process life applications periodically and group health renewals 2. SUNRISE COMMUNITY POSITION: Emeritus Status NATURE: corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2024 ADDRESS: 9040 Sunset Dr, Miami FL 33176, United States DESCRIPTION: NONE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-04-29

S63 Uniform Securities Agent State Law Examination

1985-04-29

View on SEC IAPD