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David Randolph Moore

Wells Fargo Clearing Services, LLC

Indianapolis, IN

Muncie, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2008-01-01
  • IN RA
    APPROVED
    Since 2008-01-01

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Muncie, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Muncie IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Muncie IN 11/2016 Present
Previous Registrations
  • 1999-10-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Muncie, IN
    Muncie, IN
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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