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John Matsuo Miyamasu

Ubs Financial Services Inc.

Honolulu, HI

Honolulu, HI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-03
WA RA APPROVED 2021-11-03
TX RA APPROVED_RES 2014-10-06
HI RA APPROVED 1992-01-13
  • CA RA
    APPROVED
    Since 2021-11-03
  • WA RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2014-10-06
  • HI RA
    APPROVED
    Since 1992-01-13

Branch Locations

Honolulu, HI • United States

733 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Honolulu HI 05/1976 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-06
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S65 Uniform Investment Adviser Law Examination
    1996-01-06
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14

View on SEC IAPD

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