Allen Roy Mellow

Current Employers

Ktf Investments, Llc

13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-29

CA RA
APPROVED

Since 2025-08-29

Branch Locations

13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Long Beach	CA	01/1984	08/2025
Ktf Investments, Llc	Seal Beach	CA	08/2025	Present

01/1984 → 08/2025

Ubs Financial Services Inc.

Long Beach, CA
08/2025 → Present

Ktf Investments, Llc

Seal Beach, CA

Previous Registrations

1985-02-08 → 2025-09-08

Ubs Financial Services Inc.

Seal Beach, CA

Long Beach, CA

Other Businesses

LAZAROFF / IRA ACCOUNT. I AM EXECUTOR OF ESTATE. NOT FA OF RECORD ON ACCOUNT / EXECUTOR / CLIENT OF UBS / START DATE 06/01/2009.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-01-29

S63 Uniform Securities Agent State Law Examination

1985-01-29

View on SEC IAPD